学位论文题名  司法活动中非制度性规范的探析
论文作者     王国新
作者单位     吉林大学
专    业     法理学
指导教师     张文显
并列题名     On the non-institution norm in judicial activities
学位级别     303
中文文摘
    司法研究不应仅停留在制度和体制层面，还应当对司法活动中的各要素进行解剖和分析。本文从“实然”的角度运用社会学和制度经济学的观点和方法，对司法活动中的主要构成要素——“规范”进行了探索和分析。全文共分六部分：在第一部分中，通过对“规范”进行制度性和非制度性划分，阐述了研究非制度性规范的意义、非制度性规范的涵义及其庞杂性、非制定性、潜在性、不稳定性和不可消除性五大特征，并从社会规范和行为模式与社会活动的关系、制度性规范的有限性、司法功能需要和中国社会传统四个方面对非制度性规范的存在进行了论述。在第二部分中，对制度性规范和非制度性规范这一“孪生兄弟”的关系进行了探索和研究。从司法应用的角度对它们之间的相互依存关系、互动关系和相互转化关系进行了较为深入的探讨。在第三部分中，对非制度性规范在司法活动中的具体作用和功能进行了研究和分析，从我国立法和司法实践应用的角度对非制度性规范作用机理、作用方式和发挥作用的情形进行了分析和描述；同时从社会学的角度对非制度性规范的基本功能予以阐述，并对基本功能进行了评价。在第四部分中，对非制度性规范中最常见和常用的“司法经验”在司法活动中的作用和功能进行了分析，阐述了“司法经验”的涵义，评介了理论界对司法经验“规则性”的基本观点。并着重具体探讨了“司法经验”在司法活动中的引导功能、判断功能、选择功能和整合功能，进行了深入具体的分析和评价。在第五部分中，从应用的角度提出了对非制度性规范选择、限制和优化，论述了选择、限制和优化的理由，并对选择、限制和优化进行了具体的分析和探索。在结束语中，提出了司法研究应包含五个层面，即打开制度的外壳、跳出制度之外、注重动态的过程分析和结构分析、理论与实践经验归纳相结合和不同时期、国度的司法活动进行比较分析。本文对司法的研究是在社会结构和社会运动功能的背景 下进行的，独到之处在于运用法社会学的原理、借助制度经济学的观点对司法研究开拓新领域、选择新角度、探索新内容、提供新证明。文中的观点和见解多为经验体会等实践理性的东西，对于司法研究的深入发展具有一定的实用价值。
英文文摘 Judicial study should not be limited to the superficial phenomenon of regulations and system, but analyze the elements in judicial activities. The essay analyzes and demonstrates key component elements-norm from the angle of ''Is'' , making use of sociology and institutional economics. The Essay is divided into six parts, as follows. In the first part, I divide norm into institutional and non-institutional norm and then discuss the concept and characteristics of non-institutional norm - diverse and complex, non-statutory, potential and unmovable - and the significance of studying non-institutional norm. Meanwhile, I further expound the existence of non-institutional norm by analyzing the relationship between social norm and social activities, the limitation of institutional norm, the need for judicial function and Chinese tradition. In the second part, I concentrate on exploring the relationship between institutional and non-institutional norm from the angle of judicial application - interdependence, interaction, and interconversion. In the third part, I make a study of the physical function of non-institutional norm in judicial activities. And then I make a description of how non-institutional norm functions according to the legislation and judicial practice in China. At the same time, I expatiate the basic function of non-institutional norm from the point of sociology and arrive at a valuation. In the fourth part, I make an analysis of the function of the most commonly seen and used ‘judicial practice'' of non-institutional norm in judicial activities. I begin with discussing the concept of ‘judicial practice’ and then evaluate the opinions on the ''regulation'' of ‘judicial practice’ in theoretical circle. Finally, I put an emphasis on the function of ‘judicial practice’ in judicial activities - guidance, judgment, selection and conformity. In the fifth part, for the sake of the need of judicial practice, I set forth the selection, restriction and optimization of non-institutional norm and give reasons to support my idea. Thereafter, I make a detailed analysis of the selection, restriction and optimization of non-institutional norm. In the conclusion, I sum up my opinion about judicial study. In my opinion, judicial study should involve five aspects: husk institution, go beyond institution, pay attention to dynamic analysis and structural analysis, incorporate theory with practical experience and compare the judicial activities in different periods and different countries. The judicial study of mine is conducted under the context of social structure and social development, which is characterized by the reference of the principle of sociology of law and institutional economics to explore new field, choose new angle, probe into new problems and provide new testimonial. The ideas and opinions provided in the essay are mostly from experience in practice, which are sure to be of practical value to the further development of judicial study.
索书号 3010664
主题词 司法活动非制度性规范
分类号 DF0-059
论文答辩日期 20010410
论文页码总数 53P
论文页码总数 ref44
文献语种 zh
记录来源 吉林大学
记录流水号 DA200205000062

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